"Oil Insurance Company", JSC
Insurance organizations
26.03.2014
66-5-1-08/1003
Limited enforcement action
Commitment letter
The nature of a breach:
1. Misleading report was submitted
Date of performance:
08.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
26.03.2014
66-5-1-16/1004
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violation of their own retention
Date of performance:
04.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
27.03.2014
66-5-1-08/1025
Limited enforcement action
Written prescription
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
14.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
27.03.2014
66-5-1-16/1018
Limited enforcement action
Commitment letter
The nature of a breach:
1. Misleading information was submitted in the explanatiry note to the financial statement
Date of performance:
09.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
27.03.2014
66-5-1-16/1017
Limited enforcement action
Commitment letter
The nature of a breach:
1. Prudential standards was breached
Date of performance:
09.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
27.03.2014
66-5-2-07/1020
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
03.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.03.2014
66-5-1-08/1026
Limited enforcement action
Written prescription
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
14.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
02.04.2014
66-5-2-07/1090
Limited enforcement action
Commitment letter
The nature of a breach:
1. Requirement of the law was breached
Date of performance:
10.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
04.04.2014
66-5-1-16/1120
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of the information
Date of performance:
15.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
04.04.2014
66-5-1-16/1119
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of the information
Date of performance:
15.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
