"Insurance Company "Kazakhmys", JSC
Insurance organizations
04.11.2014
37-4-05/2327
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
17.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
05.11.2014
37-4-05/2343
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate reporting information
Date of performance:
13.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
05.11.2014
37-2-04/2341
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
14.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
05.11.2014
37-4-05/2344
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate reporting information
Date of performance:
13.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
12.11.2014
37-2-04/2447
Limited enforcement action
Commitment letter
The nature of a breach:
1. The requirement of article 15-1 of the Law of the Republic of Kazakhstan "On the Insurance Activities" was violated
Date of performance:
19.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.10.2014
140000803000896, 140000803000897
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.10.2014
140000803000894, 140000803000895
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
740 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
06.11.2014
37-2-04/2357
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
01.07.2010
kas/sb-10/728
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation of the domestic assets coefficient.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.07.2010
04-03-08/857/12662-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of requirements established by paragraph 7 and 8 article 40 of the Banking Law of the Republic of Kazakhstan on disclosure of information about related-parties and violation of requirements on participation in related-parties deals.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
