An organization engaged in microfinance activities
13.05.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Қазақстан Республикасы Ұлттық Банкінің нормативтік құқықтық актілерінде көзделген қаржылық немесе өзге де есептілікті ұсыну мерзімін микроқаржы қызметін жүзеге асыратын ұйымдардың бұзуы
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Halyk Bank of Kazakhstan", JSC
Second tier banks
26.04.2021
210000803000032
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
14.05.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
14.05.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
31.05.2021
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Collection agency
21.04.2021
213100803000012
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Collection agency
21.04.2021
213100803000011
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Collection agency
21.04.2021
213100803000010
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Collection agency
21.04.2021
213100803000009
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
ТОО "cash exghange"
Authorized organization
14.05.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 5
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
14.05.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 5
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
