LLP «TAKGUL»
Authorized organization
25.04.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
29.04.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Kazpost", JSC
Legal entities, engaged in certain types of banking operations
14.04.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
16.05.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 206
-
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
«ФИНАНС-ТРАНЗИТ» LLP
Authorized organization
07.04.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
13.04.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
26.04.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
20.05.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 17
- The Rules of cash transactions
2. Статья: 16 Пункт: 7 - Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2020 No. 14 "On approval of the Rules for the organization of security and arrangement of premises of second-tier banks, the National Post Operator, legal entities whose exclusive activities are the collection of banknotes, coins and valuables, and legal entities carrying out activities exclusively through exchange offices on the basis of a license of the National Bank of the Republic of Kazakhstan for exchange operations with foreign currency in cash "
4. Статья: 3, 11 - The Law on Combating the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism
2. Статья: 16 Пункт: 7 - Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2020 No. 14 "On approval of the Rules for the organization of security and arrangement of premises of second-tier banks, the National Post Operator, legal entities whose exclusive activities are the collection of banknotes, coins and valuables, and legal entities carrying out activities exclusively through exchange offices on the basis of a license of the National Bank of the Republic of Kazakhstan for exchange operations with foreign currency in cash "
4. Статья: 3, 11 - The Law on Combating the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism
Type of Enactments
1. On compliance with the requirements on cash payments and collection of bank notes, coins and valuables
2. On requirenments for security and office space organization
3. Concerning observance of requirements of licensing
4.
2. On requirenments for security and office space organization
3. Concerning observance of requirements of licensing
4.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
22.04.2022
227500800000191
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
245 040 tenge
The nature of a breach:
1. Part 1 of Article 464 of the Code of the Republic of Kazakhstan "On Administrative Offenses"
Date of performance:
20.05.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Note:
Resolution on the imposition of an administrative penalty in the case of an administrative offense dated 26.04.2022
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Dinara-plus" LLP
Authorized organization
19.04.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
25.04.2022
Статья/пункты НПА, Статья КоАП:
1.
- The Resolution of Board of NB of RK № 178 dated 24.09.2014
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №49 // the Resolution of Board of NB of RK № 178 dated 24.09.2014
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
04.04.2022
224700800000011
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
245040
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
- The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"Eurasian Bank", JSC
Second tier banks
07.04.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
AGATA LTD
Authorized organization
05.04.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Constanta-A" ALL
Authorized organization
05.04.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
