An organization engaged in microfinance activities
30.05.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
02.06.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
29.07.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 3 Приложения 5 Постановления Правления НБ РК от 28 ноября 2019 года № 224
-
2. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.05.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Негоциант-Кордай" LLP
Authorized organization
03.06.2022
223100803000013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
45 945
The nature of a breach:
1. Submission by an authorized organization of false reporting on exchange transactions with foreign currency in cash, repeated within a year after the imposition of an administrative penalty
Date of performance:
13.07.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Негоциант-Кордай" LLP
Authorized organization
03.06.2022
223100803000012
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
459 450
The nature of a breach:
1. Violation of licensing standards, in terms of non-compliance with qualification requirements for licensed activities
Date of performance:
13.07.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
An organization engaged in microfinance activities
30.05.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.05.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 15
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Citibank Kazakhstan", JSC
Second tier banks
30.05.2022
220000800000854
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Citibank Kazakhstan", JSC
Second tier banks
30.05.2022
220000800000853
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank of an incomplete and (or) unreliable report for the purposes of monitoring the sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Citibank Kazakhstan", JSC
Second tier banks
30.05.2022
220000800000852
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on currency contracts for export or import, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
