Collection agency
07.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
2. the deadline for reporting period
2. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
2. Статья: 2 - GO NB RK №112 of 30.06.2017
2. Статья: 2 - GO NB RK №112 of 30.06.2017
Type of Enactments
1. Law On collection activities
2. On issues of reporting by collection agencies
2. On issues of reporting by collection agencies
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
31.08.2023
230000800000311
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Execution by an authorized bank of a payment and (or) money transfer for a currency transaction without submitting a currency agreement or a currency agreement with an assigned account number, when the submission of such a currency agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
An organization engaged in microfinance activities
04.09.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
08.09.2023
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.09.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 16
Пункт: 7
- Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2020 No. 14 "On approval of the Rules for the organization of security and arrangement of premises of second-tier banks, the National Post Operator, legal entities whose exclusive activities are the collection of banknotes, coins and valuables, and legal entities carrying out activities exclusively through exchange offices on the basis of a license of the National Bank of the Republic of Kazakhstan for exchange operations with foreign currency in cash "
Type of Enactments
1. On requirenments for security and office space organization
2. Concerning observance of requirements of licensing
2. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
05.09.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
19.10.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 1
- The Civil Code of the Republic of Kazakhstan
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
05.09.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
19.10.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
