АО "Национальный управляющий холдинг "КазАгро"
Issuer
29.10.2019
40-4-17/1395
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
АО "Холдинг КАЗЭКСПОРТАСТЫК"
Issuer
20.08.2019
№40-4-17/656
Limited enforcement action
Written prescription
The nature of a breach:
1. MS Art 18-2 p 3
Date of performance:
20.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 18-2
Пункт: 3
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
АО "Холдинг "Кәсіпқор"
Issuer
20.11.2019
№40-4-17/1587
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-placement of information on the total amount of remuneration to members of the Executive body
Date of performance:
20.12.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"СОЦИАЛЬНО-ПРЕДПРИНИМАТЕЛЬСКАЯ КОРПОРАЦИЯ "АЛМАТЫ" JSC
Issuer
24.12.2019
40-4-17/1822
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Non-profit Joint-Stock Company "International Center for Green Technologies and Investment Projects"
Issuer
29.10.2019
40-4-17/1394
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Institute of Digital engineering and Technology JSC
Issuer
29.10.2019
40-4-17/1398
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.2 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Scientific center of obstetrics, gynoecology and perinotologium JSC
Issuer
29.10.2019
40-4-17/1399
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.2 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
АО "Алатау Жарык Компаниясы"
Issuer
26.12.2019
40-4-17/1842
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.5
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
23.09.2019
190000803000440
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
378750
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kazpost", JSC
Legal entities, engaged in certain types of banking operations
01.01.1970
187500803000611; 187500803000612; 187500803000613; 187500803000614
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
82 156,88 тенге
The nature of a breach:
1. Execution of the client’s instructions in cases in which the Law of the Republic of Kazakhstan “On Payments and Payment Systems” provides for a refusal
Date of performance:
06.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 220
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan.
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
