"Imperial-2006" LLP
Authorized organization
27.06.2019
191100803000011
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. inaccurate reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Социально-предпринимательская корпорация "Актобе" JSC
Issuer
01.02.2019
33-11-19/494
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law
Date of performance:
06.03.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- SМ Art
Type of Enactments
1. "About National Bank of the Republic of Kazakhstan" Law
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
04.02.2019
33-10-02/535
Limited enforcement action
Written warning
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
НАО "Государственная корпорация "Правительство для граждан"
Issuer
06.02.2019
33-10-03/584
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102, paragraph 4
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 4
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"УШКУЮ" JSC
Issuer
06.02.2019
№33-10-02/570
Limited enforcement action
Written warning
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
06.02.2019
Limited enforcement action
Written warning
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
АО "Национальный инфокоммуникационный Холдинг "Зерде»
Issuer
06.02.2019
33-10-02/567
Limited enforcement action
Written warning
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
06.02.2019
33-10-02/568
Limited enforcement action
Written warning
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"КОМБИНАТ ХЛЕБОПРОДУКТОВ "АҚ ҚАЙНАР" JSC
Issuer
07.02.2019
33-10-02/617
Limited enforcement action
Written warning
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"ASTANAGAS KMG" JSC
Issuer
07.02.2019
33-10-02/616
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Date of performance:
15.03.2019
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
