"ТРАНСПОРТНАЯ КОМПАНИЯ ALLTRANS" LLP
Issuer
19.09.2016
№160000803003645
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100 тенге
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Note:
Implemented on 12.10.2016
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
JSC "AIM Capital"
Issuer
19.09.2016
33-3-20/4226
Limited enforcement action
Written prescription
The nature of a breach:
1. JSC law 2-2 art 79
Date of performance:
20.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Авиакомпания "Бейбарыс" JSC
Issuer
06.10.2016
№33-4-01/4560
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of article 79 of the Law of Republic Kazakhstan «About joint-stock companies» and article 102 of the Law of Republic Kazakhstan «On Securities Market»
Date of performance:
18.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
2. Статья: 102 Пункт: 4 - Law of the Republic of Kazakhstan "On Securities Market"
2. Статья: 102 Пункт: 4 - Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Bank“Sberbank of Russia”, JSC (renamed from"TEXAKABANK” JSC)
Issuer
17.10.2016
160000803003697
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100 тенге
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 1 and 2-2 and in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1, 2 and 4
Date of performance:
30.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Иностранное предприятие "Эфес Казахстан" JSC
Issuer
17.10.2016
160000803003714
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100 тенге
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
АО "КазТрансГаз Аймақ"
Issuer
15.11.2016
33-4-01/5481
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1-1
Date of performance:
15.12.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter as of 14.12.2016y.№73026
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"National Company "Kazakhstan Engineering" JSC
Issuer
12.12.2016
160000803003803
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212100
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
20.12.2016
33-4-01/6096
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102, paragraph 1
Date of performance:
01.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Восточно-Казахстанская региональная энергитическая компания" JSC
Issuer
17.01.2017
33-4-01/226
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2 and in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1 and 2
Date of performance:
15.03.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter as of 27.02.2017y.№12493
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "London-Almaty", JSC
Issuer
20.01.2017
33-4-01/339
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 1 and 2-2 and in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1, 2 and 4
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
