Measures being imposed

1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK

19.05.2017

1. Статья: 2 - Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1. Cconcerning accomplishment of minimum reserve requirements' standards

Алматинский городской филиал (Алматы)

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

31.05.2017

1. Статья: 8 - Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. non-compliaince of equity capital

01.07.2017

1. Статья: 7 - Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1.

Карагандинский филиал (Караганда)

363 040 тенге

09.07.2017

1. Статья: 214 Пункт: 2 - "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

1.

Южно-Казахстанский филиал (Шымкент)

226900

1. Repeated failure to provide the requested financial and other information in time

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Костанайский филиал (Костанай)

340350

1. A lack of information in microcredit treaty about the annual effective interest rate, calculated as prescribed by a Law of the Republic of Kazakhstan

1. Статья: 211 Пункт: 5 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Костанайский филиал (Костанай)

9076000

1. Conducting operations without registration of results in accounting records

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Костанайский филиал (Костанай)

226900

1. Repeated failure to submit financial and other reports on time

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Центральный филиал (Нур-Султан)

272280

1. For untimely compliance with a written instruction

1. Статья: 227 Пункт: 2 - The Code of Administrative Offenses

1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures

Центральный филиал (Нур-Султан)

1. Violation of the order and timing of reporting

25.05.2017

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

Complied with the letter of 22.05.2017 № 138

1. On submission financial and other reporting

Филиал в области Жетісу (город Талдыкорган)