"Toyota Insurance Management (Insurance Brokers)" LLP
Insurance brockers
02.08.2016
№37-3-06/1019
Limited enforcement action
Written prescription
The nature of a breach:
1. For breach of the requirements of Rule №95 dated from 24.02.2012
Date of performance:
16.08.2016
Статья/пункты НПА, Статья КоАП:
1.
- Written instruction
Note:
executed 05.08.2016.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
03.10.2016
37-2-06/1259
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the legislation
Статья/пункты НПА, Статья КоАП:
1.
- Writtten warning
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Toyota Insurance Management (Insurance Brokers)" LLP
Insurance brockers
04.10.2016
37-2-06/1264
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the legislation
Статья/пункты НПА, Статья КоАП:
1.
- Writtten warning
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Marsh (Insurance Brokers)", LLP
Insurance brockers
04.10.2016
37-2-06/1263
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the legislation
Статья/пункты НПА, Статья КоАП:
1.
- Writtten warning
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
28.11.2016
268
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. due to the non-compliance the limited measures of influence
Статья/пункты НПА, Статья КоАП:
Note:
The license shall be considered as suspended from the day of bringing the decision to LLP IB «e-kz.com» Insurance Broker»'s notice. Brought to the notice - 29.11.2016
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
19.05.2015
24-0-13/314
Limited enforcement action
Written prescription
The nature of a breach:
1. За нарушение требований в области автоматизации ведения бухгалтерского учета
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
22.05.2015
37-2-04/614
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate report
Date of performance:
29.05.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
22.05.2015
37-2-04/622
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the implementation of the Chief Accountant of office of the first head
Date of performance:
29.05.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Insurance Broker "RIAL"
Insurance brockers
12.06.2015
37-2-04/714
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of terms of the documents and information
Date of performance:
22.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
04.05.2018
180000803000908, 180000803000909
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
962000
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false information
Date of performance:
13.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
