"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
19.09.2016
160000803003642
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тенге
The nature of a breach:
1. Administrative sanction resulted in the provision of false information to the authorized body
Date of performance:
19.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
20.09.2016
№ 24-2-03/455
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2016
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
21.09.2016
38-4-04/843
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
30.09.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
26.09.2016
160000803003658
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100
The nature of a breach:
1. Administrative offense was expressed in non-compliance with the requirements of the legislation of the Republic of Kazakhstan at the opening of the branch
Date of performance:
21.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 232
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
26.09.2016
230
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. License was suspended for six month due to the company’s non-compliance with the limited measures of influence, applied by the authorized body, and also the company’s non-observance of the requirements of the prudential standards and other compulsory rules and limits, established by the legislation of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Note:
Insurance activities
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
30.09.2016
2
Limited enforcement action
Written agreement
The nature of a breach:
1. Systemic non-compliance with the requirements of prudential standards as well as with the requirements of а limited measure of impact established by the legislation of the Republic of Kazakhstan
Date of performance:
30.11.2018
Статья/пункты НПА, Статья КоАП:
1.
- Written agreements
Note:
Supplementary agreement №1 dated 13.07.2018
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
03.10.2016
160000803003674
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424200
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
28.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
03.10.2016
37-5-07/1255
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the reinsurer's premium
Date of performance:
14.10.2016
Статья/пункты НПА, Статья КоАП:
1.
- Rules №76
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
05.10.2016
27-5-04/616
Limited enforcement action
Written prescription
The nature of a breach:
1. For file the false financial statements and other types of reporting
Date of performance:
12.10.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
05.10.2016
27-5-04/617
Limited enforcement action
Written prescription
The nature of a breach:
1. For file the false financial statements and other types of reporting
Date of performance:
12.10.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
