“Kazinvestbank", JSC
Second tier banks
04.11.2013
66-3-2-09/5489
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Kazakhstan, due to the failure of the Bank to comply with the requirements of Instruction № 359 on the requirements for risk management and internal control in the second-tier banks, approved by the Board of the Agency on September, 30, 2005, the Bank was requested a letter of commitment.
Date of performance:
13.11.2013
Статья/пункты НПА, Статья КоАП:
Note:
The bank presented a letter of
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
04.11.2013
667/106/135
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
234
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200 kzt
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.|
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
273
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Omarova A.K.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
274
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346200
The nature of a breach:
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
270
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Seytkulova B.A.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
269
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to the fact of making the deals with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
268
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Typhoon Yazici) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
267
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Kamalov T.A.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
07.11.2013
265
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Kanapiyaeva A.M.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
07.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
