"Bank CenterCredit", JSC
Second tier banks
13.11.2013
67-1-1-06/8454
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect indication of the size of the annual effective interest rate in the loan agreement
Date of performance:
30.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
13.11.2013
66-3-1-11/5686
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
14.11.2013
66-3-1-25/5713
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
14.11.2013
66-3-1-25/5713
Limited enforcement action
Commitment letter
The nature of a breach:
1. Тhe letter of obligation has been requested from the Bank owing to violations of the requirements established by the instruction on requirements for having in place the risk management systems and internal controls in tier two banks, approved by Decree of the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations #359 dated 30.09.2005
Date of performance:
25.11.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №20/2776 of November, 22, 2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
14.11.2013
66-3-1-11/5721
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the requirements of paragraph 2 Resolution of #73.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
14.11.2013
66-3-2-09/5704
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written warning was issued to the Bank for giving false statements to the Committee.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
14.11.2013
66-3-2-09/5701
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Kazakhstan, due to the failure of the Bank to comply with the requirements of Instruction № 359 on the requirements for risk management and internal control in the second-tier banks, approved by the Board of the Agency on September, 30, 2005, the Bank received a written warning.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
18.11.2013
67-1-1-06/8521/2407-фл/т
Limited enforcement action
Written warning
The nature of a breach:
1. for violation of paragraph 64 of the Instruction on use and execution of payment orders, payment requests, orders, collection orders approoved by the Board of the National Bank № 179 dated 25.04.00.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
19.11.2013
292
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Kanapiyaeva A.M.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
19.11.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
21.11.2013
66-2-3-05/5336
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements
Date of performance:
23.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
