AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
15.02.2013
661/241/468
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank as of 01.01.13
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
15.02.2013
667/202/950
Limited enforcement action
Written warning
The nature of a breach:
1. Violation of requirements of article 8 of the Law of the Republic of Kazakhstan "About an order of consideration of addresses of physical and legal entities" and the internal documents of Bank regulating office-work in Bank, revealed by consideration of the address of borrower Kulibabа A.M.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
15.02.2013
667/202/950
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
18.02.2013
667/206/1121
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.06.2013
66-4-3-20/1739
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
18.02.2013
667/206/1121
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of item 2, Art. 35 of Kazakhstani Republic Bank and Banking Activities Regulation Law requirements in terms of excessive penalty additions
Date of performance:
11.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"National Company "Kazakhstan Engineering" JSC
Issuer
17.06.2013
66-4-3-20/1738
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
19.02.2013
663/111/809
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written order was issued to the bank for violation of the deadline for execution measures plan about elimination of the violations identified during on-site inspection.
Date of performance:
30.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"National Company "KazMunayGas" JSC
Issuer
17.06.2013
66-4-3-20/1737
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Samruk-Energy" JSC
Issuer
17.06.2013
66-4-3-20/1747
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
