"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
03.10.2011
668/205/2566
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of requirements established by paragraph 28 Article 29 of the Banking Law of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
03.10.2011
668/120/2583
Limited enforcement action
Commitment letter
The nature of a breach:
1. In connection with violation of paragraph 4 of Article 9 of the Law of the Republic of Kazakhstan "On securities market", the bank demanded a letter of commitment.
Date of performance:
28.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter int # 51222 of 27.10.2011
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
03.10.2011
663/207/2225
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of the required information in Committee . |
Date of performance:
01.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №16-2-1/12098 of 01.11.2011 |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
05.10.2011
58
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
05.10.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
09.10.2011
663/110/2229
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for violation of the deadline for submission of report
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
12.10.2011
663/207/2371
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Credit Altyn Bank" JSC
Second tier banks
12.10.2011
663/207/2374
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Bank issued a written notification for failure to written order of the Committee
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
12.10.2011
663/207/2373
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, the bank demanded a letter of recognition obyazatelstvosoderzhaschee gaps in the timing of execution of the individual items under the action plan to address violations identified during a routine inspection of the Agency and the guarantee of the Bank's management to address them in a strictly defined terms with a list of planned activities.
Date of performance:
18.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №03/2352 оf 18.10.2011, №03/2363 оf 20.10.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
12.10.2011
663/207/2374
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
13.10.2011
663/207/2395
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with article 46 of the Law on banks of the RK, the letter of commitment was requested from the Bank, for non-conformity with the requirements of the regulation of the Board of Agency as of 2 September 2008, №140 "About the establishment of minimal size of authorized and equity capital of second-tier banks"
Date of performance:
19.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №28-01/2143 of 17.10.2011). Commitment letter was withdraw by Сommittee letter # 663/207/2922 of 16.11.2011.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
