"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
09.09.2021
210000803000077
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Совершено административное правонарушение, выразившееся в представления агентом валютного контроля неполного и (или) недостоверного отчета по уведомлению о проведенных валютных операциях, предусмотренного нормативным правовым актом Национального Банка Республики Казахстан
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Eurasian Bank", JSC
Second tier banks
09.09.2021
210000803000076
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. совершено административное правонарушение, выразившееся в представлении агентом валютного контроля неполного и (или) недостоверного отчета по уведомлению о проведенных валютных операциях, предусмотренного нормативным правовым актом Национального Банка Республики Казахста
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«DIMAK EXCHANGE»LLP
Authorized organization
22.09.2021
25-04-29/3469
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of paragraphs 49, 51, 54 of the Rules for Carrying out exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019
Date of performance:
30.09.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49, 54
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
17.09.2021
215100800000010
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58340
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by financial organizations, an organization guaranteeing the insurance payments, microfinance organizations, collection agencies, credit bureaus and payment organizations provided by the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall, committed repeatedly second time within a year after imposition of an administrative sanction, shall
Date of performance:
27.10.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
16.09.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
23.01.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
16.09.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
25.12.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
16.09.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
25.12.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
16.09.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
25.12.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 1
- The Civil Code of the Republic of Kazakhstan
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Nurbank", JSC
Second tier banks
31.08.2021
210000803000069
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. в нарушении порядка покупки и (или) продажи безналичной иностранной валюты на внутреннем валютном рынке Республики Казахстан, установленного нормативным правовым актом Национального Банка Республики Казахстан
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 1-1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«DIMAK EXCHANGE»LLP
Authorized organization
15.09.2021
217500803000476
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
408380
The nature of a breach:
1. failure of financial monitoring entities to take measures for proper verification of clients (their representatives) and beneficial owners, responsibility for which is provided for in part 4 of Article 214 of the Code of the Republic of Kazakhstan on Administrative Offenses
Date of performance:
14.10.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Note:
Resolution No. 7528-21-00-3/24019 of the Specialized Interdistrict Court for Administrative Offenses of the City of Almaty dated 13.10.2021
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
