Authorized organization
07.10.2022
224700800000046
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
05.10.2022
224700800000045
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
04.10.2022
224700800000044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
07.10.2022
224700800000043
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
04.10.2022
224700800000042
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
05.10.2022
2247000800000041
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
04.10.2022
224700800000040
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
05.10.2022
224700800000039
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
612600
The nature of a breach:
1. an administrative offense committed in the form of failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
«ТАЗА АЙЫРБАСТАУ» LLP
Authorized organization
12.10.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
21.10.2022
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
LLP "Шу-Жібек Жолы"
Authorized organization
11.10.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. Clause 49 of Rules № 49 was violated, as well as the unreliable submission of a report on Appendix № 3 to the NBRK Resolution No. 91 dated 07/20/2020
Date of performance:
14.10.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
