Measures being imposed

1. Violation by the collection agency of the deadline for submitting financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

warning

1. violation of the deadline for submission of financial and other reports provided for by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

warning

1. violation of the deadline for submission of financial and other reports provided for by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

1. Violation of term for presentation of report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Violation of term for presentation of report on currency agreements of export and import by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 5 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 217 Пункт: 6 -

1. Concerning observance of requirements of the foreign exchange legislation

Акмолинский филиал (Кокшетау)

21.01.2024

1. Статья: 5 Пункт: пп.1 п.3 - The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"

By the resolution of the Specialized Interdistrict Court for Administrative Offenses of the city of Almaty dated 12/22/2023. TRUST-EXCHANGE LLP was brought to administrative responsibility under part 4 of Article 214 of the Code of the Republic of Kazakhstan "On Administrative Offenses", and a fine in the amount of 483,000 tenge was imposed, which was paid by LLP on 12/28/2023.

1.

Алматинский городской филиал (Алматы)

483000

21.01.2024

1. Статья: 5 Пункт: пп.1 п.3 - The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"

By the resolution of the Specialized Interdistrict Court for Administrative Offenses of the city of Almaty dated 12/22/2023. TRUST-EXCHANGE LLP was brought to administrative responsibility under part 4 of Article 214 of the Code of the Republic of Kazakhstan "On Administrative Offenses", and a fine in the amount of 483,000 tenge was imposed, which was paid by LLP on 12/28/2023.

1.

Алматинский городской филиал (Алматы)

1. violations of paragraph 3 of Article 5 of the AML/CFT Law, paragraphs 8 and 10 of Rules № 47, inconsistency of accounting policy with the requirements of the Accounting Law, unreliable provision of information on the structure of assets, liabilities and capital, income and expenses for the 4th quarter of 2022 and, respectively, the 1st quarter of 2023 were revealed

1.

Алматинский городской филиал (Алматы)

1. on the issue of accounting and financial reporting, the following has been revealed: - violations of paragraphs 6, 8, 9 and 10 of the Rules for Automation of Accounting, approved by Resolution No. 47 of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017; - inconsistency of the working chart of accounts with the Standard Chart of Accounts No. 79; - violation of paragraph 3 of Article 6 of the Law of the Republic of Kazakhstan dated 02/28/2007. "On accounting and financial reporting"; - incorrect presentation of information about the structure of assets, liabilities and capital, income and expenses for the period under review.

1. On compliance with accounting and financial reporting standards

Алматинский городской филиал (Алматы)