Authorized organization
09.04.2025
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Altyn tenge" LLP
Authorized organization
28.03.2025
252700800000004
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
314560
The nature of a breach:
1. violation of subparagraph 2) of paragraph 11 of Rules No. 49
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Altyn tenge" LLP
Authorized organization
28.03.2025
252700800000003
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1053801
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
02.04.2025
Sanctions and other administrative penalties
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49
-
2. Статья: 51 Пункт: 2 -
3. Статья: 54 -
4. Статья: статья 6 Пункт: пункт 3 подпункт 1) -
2. Статья: 51 Пункт: 2 -
3. Статья: 54 -
4. Статья: статья 6 Пункт: пункт 3 подпункт 1) -
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
4.
4.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
18.03.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
28.03.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
18.03.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
28.03.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
18.03.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
28.03.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
20.03.2025
253900800000009
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Unreliable submission of reports under Appendix 13 to Regulation No. 49
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
31.03.2025
33-03-30/79 К 131
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. Submission of an unreliable report in accordance with Appendix 13 of Regulation No. 49
Date of performance:
11.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
31.03.2025
33-03-30/80 К131
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. the journal of registers of foreign currency purchased and sold in cash does not record the last name, first name and patronymic and the individual identification number of the client.
2. The cashier of the exchange office carried out the operation without requesting an identity document from the client.
2. The cashier of the exchange office carried out the operation without requesting an identity document from the client.
Date of performance:
11.04.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 51
Пункт: 2
-
2. Статья: П. 51 Пункт: 3 -
2. Статья: П. 51 Пункт: 3 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
