"NNS" LLP
Authorized organization
19.04.2019
196300803000339
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.
Date of performance:
19.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Providing the doubtful reporting under exchange transactions with cash foreign currency for Januar, 2019
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"NNS" LLP
Authorized organization
19.04.2019
196300803000338
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.
Date of performance:
19.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Providing the doubtful reporting under exchange transactions with cash foreign currency for December, 2018
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"NNS" LLP
Authorized organization
19.04.2019
196300803000337
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.
Date of performance:
19.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Providing the doubtful reporting under exchange transactions with cash foreign currency for November, 2018
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"NNS" LLP
Authorized organization
19.04.2019
196300803000336
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.
Date of performance:
19.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Providing the doubtful reporting under exchange transactions with cash foreign currency for october, 2018
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
22.04.2019
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
01.06.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
24.04.2019
197900803000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
24.04.2019
197900803000006
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
LLP "Чингис-Алматы"
Authorized organization
25.04.2019
52-10-35/1883
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the deadline for submission of information
Date of performance:
06.05.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"NNS" LLP
Authorized organization
25.04.2019
196300803000334
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. Violation of the norms of licensing established by the legislation of the Republic of Kazakhstan, including discrepancy to the qualification requirements imposed to the licensed types of activity
Date of performance:
04.06.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"NNS" LLP
Authorized organization
25.04.2019
55-08-22/889
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Violation of the requirements of the legislation on countering the legalization (laundering) of criminal proceeds and the financing of terrorism when conducting exchange operations with foreign currency cash and the Rules for organizing exchange operations with currency in the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
- Violation of the requirements of the legislation on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in exchange operations with foreign currency in cash
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
