Measures being imposed

1. 37 and 51 paragraphs of Rules №144

29.10.2018

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

1. қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыруды бұзу

02.11.2018

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. Point 4 Article 7 of the Law of the RK «On Accounting and Financial Reporting»

02.11.2018

Was done by letter №57 from 01.11.2018y

1. The Law of the RK «On Accounting and Financial Reporting»

Жамбылский филиал (Тараз)

1. Paragraph 53 - The Partnership does not systematically record exchange transactions with cash foreign currency in the equivalent of more than one million tenge at the exchange rate, data on the customer is not recorded in the register of the foreign currency bought and sold.

1. -

1. Organization of exchange operations with cash foreign currency

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. untimely reporting

1. Статья: 243 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. Non-placement of information on the total amount of remuneration to members of the Executive body

20.12.2019

1. Статья: 102 Пункт: 2 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

1. Organization of exchange operations with foreign currency in cash №144. 2014.16.06 violation of rules

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

1. For violation of the requirements in the field of accounting automation

20.12.2018

1. On compliance with accounting and financial reporting standards

Атырауский филиал (Атырау)

1. violation of organization of exchange operations with available foreign currency

1. Статья: 37 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)

1. Violation of the procedure for reporting on issued registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Representation of unreliable Reporting on issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency - entails a warning to individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency.

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)