"Grand" LTD
Authorized organization
22.08.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
01.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
LLP "Лимон Эксчейндж"
Authorized organization
24.08.2018
0009
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
384800
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
06.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №144//The Law of the RK «On Accounting and Financial Reporting»//The Law of RK«ON Counteraction of Legitimization of Incomes Received by Illegal Means, and Financing of Terrorism»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Centre SKV" LLP
Authorized organization
29.08.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
08.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Centre SKV" LLP
Authorized organization
05.09.2018
№ 59-3-25/2424
Limited enforcement action
Written prescription
The nature of a breach:
1. Subparagraph 1 of paragraph 5 of the Resolution of Board of National Bank of the Republic of Kazakhstan from August 24, 2012 № 250 "Rules of the organization of protection and the device of Rules of the organization of protection and the device of rooms of the banks and the organizations performing separate types of banking operations".
Date of performance:
14.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31
Пункт: 1
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
LLP "Чингис-Алматы"
Authorized organization
06.09.2018
85
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
601250
The nature of a breach:
Date of performance:
11.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Ризаев-Валют" LTD
Authorized organization
10.09.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
20.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №144//The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"ТЛЕУХАН" exchange office" LLP
Authorized organization
13.09.2018
185500803000012
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Submitting incorrect reports of exchange operations with available foreign currency
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
"Ризаев-Валют" LTD
Authorized organization
13.09.2018
65-30-42/3144
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
19.10.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
LLP "Tsesar-1" is an exchange currency point "
Authorized organization
13.09.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500,00
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
24.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Grand" LTD
Authorized organization
17.09.2018
65-30-42/3176
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
15.10.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
