«TREND exchange» JSC
Authorized organization
31.07.2018
52-10-36/4111
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of foreign curency cash exchange organization rules
Date of performance:
06.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 36
Пункт: 4, 7
-
2. Статья: 37 - Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the national Bank of Kazakhstan 16.07.2014 № 144
3. Статья: 40 Пункт: 1 -
4. Статья: 46 -
5. Статья: 51 Пункт: 1 -
6. Статья: 56 -
2. Статья: 37 - Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the national Bank of Kazakhstan 16.07.2014 № 144
3. Статья: 40 Пункт: 1 -
4. Статья: 46 -
5. Статья: 51 Пункт: 1 -
6. Статья: 56 -
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
02.08.2018
65-30-42/2671
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
10.09.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
03.08.2018
65-30-42/2693
Limited enforcement action
Written prescription
The nature of a breach:
1. Falling short of to the points 31,35,36 №144 Governed
Date of performance:
20.08.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«AB exchange» JSC
Authorized organization
10.08.2018
52-10-36/4337
Limited enforcement action
Written prescription
The nature of a breach:
1. subparagraphs 1), 2), 3), 6) of paragraph 36, paragraph 37 and part 1 of paragraph 40 of Rules of №144
Date of performance:
17.08.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
13.08.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
11.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
13.08.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
22.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«Амиго и К» LLP
Authorized organization
17.08.2018
Limited enforcement action
Written warning
The nature of a breach:
1. concerning observance of requirements of the foreign exchange legislation
Статья/пункты НПА, Статья КоАП:
Note:
Decree "On Amending the Resolution Of the Board of the National Bank of the Republic of Kazakhstan dated December 31, 2014 No. 265 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 24, 2009 No. 78" On Approval of the Rules for Setting the Limits of Deviation of the Purchase Rate from the Sale of Foreign Currency for KZT for Operations Conducted through exchange points "and setting limits for the deviation of the purchase price from the selling rate of US dollars and euros per tenge for transactions conducted through exchange points"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Authorized organization
13.08.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
22.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Обменный пункт "Дин Нур & К" LLP
Authorized organization
20.08.2018
56-3-44/1750СК
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
04.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 37
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 51 Пункт: 1 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 51 Пункт: 1 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Note:
Was done by letter № 13 of 03.09.2018
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Dana-Valut" LLP
Authorized organization
20.08.2018
2312-18-00-3/6006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
420875
The nature of a breach:
1. The discrepancy between the rules of internal control and the requirements of the Law of the Republic of Kazakhstan on Counteracting the legalization (laundering) of proceeds from crime and financing of terrorism
Date of performance:
29.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Note:
The administrative case was examined by the Special Administrative Court of Atyrau
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
