«Abat Exchange» LLP
Authorized organization
21.11.2017
52-10-36/6380
Limited enforcement action
Written prescription
The nature of a breach:
1. paragraph 31, subparagraph 2), paragraph 36, subparagraph 7), part 1 of paragraph 40, paragraph 46 and part 1 of paragraph 51 of Rules of №144
Date of performance:
23.11.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"У Зеленого Медведя" LLP
Authorized organization
27.11.2017
52-10-29/3/75/3100
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
06.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Обмен-Валют «Real-Money-2030 KZ» LLP
Authorized organization
29.11.2017
58-07-29/3793 CК
Limited enforcement action
Written prescription
The nature of a breach:
1. concerning observance of requirements of the foreign exchange legislation
Date of performance:
11.12.2017
Статья/пункты НПА, Статья КоАП:
Note:
Violation of "Rules of organization of exchange operations with available foreign currency in Republic of Kazakhstan", ratified by the decision of Rule of National Bank of Republic of Kazakhstan from 16.07.2014г. №144.
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Ким и Компания" LLP
Authorized organization
30.11.2017
52-10-29/3/75/3102
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
09.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Tien-Shan Exchange" LLP
Authorized organization
04.12.2017
№52-10-36/6623
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the organization of exchange operations with cash foreign currency
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"L-KAZYNA" LLP
Authorized organization
12.12.2017
173500803000134
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Missequencing of grant of accounting on the executed registration testifying or testifying to notification or on the currency monitoring, on exchange operations with available foreign currency, and also information and documents, confirmative the origin of circumstances that influence on terms and terms of repatriation of national and foreign currency 1. Presentation of the unreliable accounting on the executed registration testifying or testifying to notification or on the currency monitoring, on exchange
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Submitting incorrect reports of exchange operations with available foreign currency
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«Обменный пункт «Рауда» LLP
Authorized organization
25.12.2017
52-10-29/3/75/3128
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
03.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Note:
paid voluntarily
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Дельтаплан" LLP
Authorized organization
25.12.2017
52-10-29/3/75/3130
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
03.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Note:
voluntarily paid
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Пилигрим-V" LLP
Authorized organization
11.01.2018
59-3-25/82
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the order of carrying out of exchange operations with available foreign currency
Date of performance:
01.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 45
- The Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
CAR CITY (CAR CITY) JSC "JSREIT"
Issuer
25.07.2019
40-4-17/440
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.5
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
