Measures being imposed

1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102

1. Статья: 102 Пункт: пп.8 п.2 - Law of the Republic of Kazakhstan "On Securities Market"
2. Статья: 22 - Of the annex 2 of Rules №189

1. Concerning regulation of financial sector

Центральный аппарат

1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102

1. Статья: 102 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

453800

1. Submitting by banks, founders (shareholders) of the bank and (o)r its affiliated persons, and also the bank holdings and persons, corresponding to the signs of a major participant in a bank, a banking holding, organizations engaged in certain types of banking operations, unreliable, as well as incomplete reporting, information or other requested information

10.10.2017

1. Статья: 213 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

for submitting doubtful reporting of 2-th quarter of 2017

1. On submission financial and other reporting

Жамбылский филиал (Тараз)

1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102

1. Статья: 102 Пункт: пп.3 п.5 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

1. Points 41, 53 Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of republic of Kazakhstan from 16.07.2014 №144

22.09.2017

Done by letter №2548 2017/20/09

1. Organization of exchange operations with cash foreign currency

Филиал в области Жетісу (город Талдыкорган)

1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102

20.07.2019

1. Статья: 102 Пункт: пп.1 п.5 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

287989.99

1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

Paid voluntarily payment number 15 from 03.11.2017 year in the amount of 287 990

1. On compliance with accounting and financial reporting standards

Филиал в области Жетісу (город Талдыкорган)

1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102

1. Статья: 102 Пункт: пп.1 п.5 - Law of the Republic of Kazakhstan "On Securities Market"

1. Concerning regulation of financial sector

Центральный аппарат

181520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

10.10.2017

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

Paid voluntarily payment number 9 from 29.09.2017 year in the amount of 181520

1. Concerning observance of requirements of licensing

Филиал в области Жетісу (город Талдыкорган)

181520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

28.09.2017

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)