Authorized organization
01.04.2019
64-07-22/729
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
08.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 3
- Law of the Republic of Kazakhstan "On combating the legalization (laundering) of proceeds from crime and the financing of terrorism"
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
02.04.2019
194300803000007
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Provision of inaccurate reporting on foreign currency exchange transactions in cash
Date of performance:
02.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
02.04.2019
194300803000006
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Provision of inaccurate reporting on foreign currency exchange transactions in cash
Date of performance:
02.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
02.04.2019
194300803000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Provision of inaccurate reporting on foreign currency exchange transactions in cash
Date of performance:
02.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
02.04.2019
194300803000004
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Provision of inaccurate reporting on foreign currency exchange transactions in cash
Date of performance:
02.04.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
02.04.2019
194300803000003
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Provision of inaccurate reporting on foreign currency exchange transactions in cash
Date of performance:
02.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
02.04.2019
194300803000002
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Provision of inaccurate reporting on foreign currency exchange transactions in cash
Date of performance:
02.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
04.04.2019
60-05-12/376
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the legislation in the implementation of exchange operations with cash foreign currency
Date of performance:
12.04.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Опал" LPP
Authorized organization
04.04.2019
196300803000009
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. Paragraph 51 of Rules No. 144 – software and hardware tools of forming of the log of registers provide not adjusted daily registration and non-volatile information storage on perfect exchange transactions within five years from the date of their commission
Date of performance:
03.07.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Опал" LPP
Authorized organization
04.04.2019
196300803000009
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000 тенге
The nature of a breach:
1. article 464 part 1 - violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
03.05.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
