Measures being imposed

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

26.12.2018

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. subparagraph 2) of paragraph 31 of Regulation No. 144 - the operating cash desk of the exchange office is equipped with a video surveillance system that records and stores information for thirty calendar days, while the working area of the cashier and the client must be in view of video surveillance, and the corresponding devices are installed in places that provide no interference with video surveillance. Paragraph 37 of Regulation No. 144 - personal items of the cashier (own money) of the exchange office were located in the operating cash desks of the exchange offices.

1. Статья: 31 Пункт: 2 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"

Responsibility for these violations is not stipulated in the Administrative Code

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. №144 Қаулысының 31,35,36,37,40 тармағы

24.12.2018

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. violation of organization of exchange operations with available foreign currency

1. -

violation of organization of exchange operations with available foreign currency

1. Organization of exchange operations with cash foreign currency

Мангистауский филиал (Актау)

192400

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

Violation of PP.2) clause 31 of the rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the PP of the NBK dated 16.07.2014 № 144

1. Concerning observance of requirements of the foreign exchange legislation

Западно-Казахстанский филиал (Уральск)

1. on compliance with accounting and financial reporting standards

1. Статья: 6 Пункт: 2 - Law of the RK "On Accounting and financial reporting"

article 6of the Law Republic of Kazakhstan "On Accounting and Financial Reporting"

1. The Law of the RK «On Accounting and Financial Reporting»

Мангистауский филиал (Актау)

1. Нарушение порядка предоставления отчетности по оформленным регистрационным свидетельствам или свидетельствам об уведомлении или по валютному мониторингу, по обменным операциям с наличной иностранной валютой, а также информации и документов, подтверждающих возникновение обстоятельств, которые влияют на сроки и условия репатриации национальной и иностранной валюты 1. Представление недостоверной отчетности по оформленным регистрационным свидетельствам или свидетельствам об уведомлении или по валютному мониторингу, по обменным операциям с наличной иностранной валютой - влечет предупреждение на физических и юридических лиц.

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. на информационном стенде обменного пункта отсутствовала копия лицензии на казахском языке, в помещении операционной кассы находились личные вещи кассира, на момент проверки курсы на информационном стенде для клиентов не соответствовали курсам изданного распоряжения

28.02.2019

1. Статья: 35, 37, 44 Пункт: 1 - Правила №144

1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144

Центральный филиал (Нур-Султан)

1. paragraph 53 of Regulation No. 144

20.03.2019

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. недостоверной отчетности по обменным операциям с наличной иностранной валютой

1. Статья: 243 Пункт: 1 - The Code of Administrative Offenses

1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144

Центральный филиал (Нур-Султан)