Measures being imposed

1. activity on organization of exchange operations with foreign currency in cash

17.08.2018

1. Organization of exchange operations with cash foreign currency

Северо-Казахстанский филиал (Петропавловск)

1. нарушение требований Закона "О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма", а также организации обменных операций с наличной иностранной валютой

13.08.2018

1. Статья: 11 Пункт: 3 - Закон ПОДФТ

1. Organization of exchange operations with cash foreign currency

Центральный филиал (Нур-Султан)

601 250 тенге

1. Inconsistency of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism

1. Статья: 214 Пункт: 2 - "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

1.

Кызылординский филиал (Кызылорда)

1. the cashier's own money was in the premises of the operating cash Desk of the exchange office

04.09.2018

1. Статья: 37 - Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the national Bank of Kazakhstan 16.07.2014 № 144

Responsibility for this violation in the administrative Code is not provided

1. Organization of exchange operations with cash foreign currency

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.

04.09.2018

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange operations with cash foreign currency for July 2018

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.

04.09.2018

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange operations with cash foreign currency for the month of June 2018

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. untimely reporting

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Западно-Казахстанский филиал (Уральск)

1. Untimely representation of reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency

1. Статья: 243 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Западно-Казахстанский филиал (Уральск)

192400,00

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

22.10.2018

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Актюбинский филиал (Актобе)

1. Organization of exchange operations with cash foreign currency

20.09.2018

1. Organization of exchange operations with cash foreign currency

Актюбинский филиал (Актобе)