Measures being imposed

1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan

12.02.2019

1. Статья: 3 -
2. Статья: 6 Пункт: 3 - The Resolution of the Board of the National Bank of the RK “On the determination of the list of mandatory conditions for a microcredit agreement” No.264 dated October 29, 2018
3. Статья: 9-1 Пункт: 4 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
4. Статья: 15 - The Law "On Languages in the Republic of Kazakhstan" dated 11 July 1997 No.151

1.

Алматинский городской филиал (Алматы)

555 600 тенге

1. Violation by the professional market participant of capital issues of the requirements established by the legislation of the Republic of Kazakhstan for its activity

1. Статья: 197-1 -

1. Concerning regulation of financial sector

Центральный аппарат

1. Due to the untimely representation to National Bank of the RK of the report on the qualified investors

27.11.2015

Implemented

1. On submission financial and other reporting

Центральный аппарат

740800

1. Non-performance by subjects of securities market of an obligation to submit the information, reporting and information on the terms and conditionsdetermined by the legislation of the Republic of Kazakhstan

1. Статья: 196-1 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

198200

1. Non-performance by subjects of securities market of an obligation for disclosure of information in an order and on the conditions determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат

198200

1. Non-performance by subjects of securities market of an obligation for disclosure of information in an order and on the conditions determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат

198200

1. Non-performance by subjects of securities market of an obligation for disclosure of information in an order and on the conditions determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат

1. The requirements of subparagraph 1) of paragraph 3 of Article 20 are not provided, the statements do not contain information on the value of the property provided to ensure the fulfillment by the borrower of obligations to repay microcredit and pay interest

18.11.2019

1. Статья: 20 Пункт: пп.1 п.3 -

executed

1. The Law "On Microfinance Organizations"

Южно-Казахстанский филиал (Шымкент)

378750

1. 211-баптың 2-бөлігі

30.12.2020

1. Статья: 211 Пункт: 2 - The Code of Administrative Offenses

1. The Law "On Microfinance Organizations"

Центральный филиал (Нур-Султан)

1. violation of the values of the coefficients k1 and k3

20.12.2019

1. Статья: 5, 12 - Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

Executed by the letter No. 72 of 19.12.2019.

1.

Жамбылский филиал (Тараз)