An organization engaged in microfinance activities
26.12.2018
51-40-35/
Limited enforcement action
Written prescription
Punishment awarded:
0
The nature of a breach:
1. Lack of accounting records for off-balance sheet accounts
Date of performance:
18.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 22
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Microfinancial organization "Atyrau-Currency" LLP
An organization engaged in microfinance activities
27.12.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2450550
The nature of a breach:
1. Provision of details by an information provider on a subject of credit history to the credit bureaus (with the exception of a credit bureau with state participation) for formation of credit history and (or) filing request by a recipient of credit report on representing the credit report without the consent of the subject of information, with the exception of cases of providing negative information on the subject of creditor history and (or) credit report containing negative information of the subject of creditor history, as well as its incorrect execution, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
-
Note:
Is paid. Payment courier №00000000008 January 9, 2019 year
Type of Enactments
1. LAW CONCERNING THE NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
«Microfinancial organiztion «Kasipker-Birlik» LLP
An organization engaged in microfinance activities
27.12.2018
57-07-11/2723
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of the risk assessment audit
Date of performance:
31.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
based on the results of the risk assessment audit
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
«Microfinancial organization «ProfitCenter» LLP
An organization engaged in microfinance activities
28.12.2018
57-07-11/2724
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of the risk assessment audit
Date of performance:
30.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "ZoloTo" LLP
An organization engaged in microfinance activities
28.12.2018
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
721 500 тенге
The nature of a breach:
1. Provision of details by an information provider on a subject of credit history to the credit bureaus (with the exception of a credit bureau with state participation) for formation of credit history and (or) filing request by a recipient of credit report on representing the credit report without the consent of the subject of information, with the exception of cases of providing negative information on the subject of creditor history and (or) credit report containing negative information of the subject of creditor history, as well as its incorrect execution, shall
Date of performance:
29.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Microfinancial organization "Elin - Kredit" LLP
An organization engaged in microfinance activities
28.12.2018
№59-8-32/3442
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
19.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization "TT-Finance" LLP
An organization engaged in microfinance activities
28.12.2018
53-02-12/1618/2742
Limited enforcement action
Written prescription
The nature of a breach:
1. Missin of warranty agreement
Date of performance:
21.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 20
Пункт: пп.1 п.4
-
Note:
Complied with the letter of 21.01.2019 г. № 10
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Microfinancial organization "Atyrau-Currency" LLP
An organization engaged in microfinance activities
09.01.2019
54-09-12/20
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the principles of accounting
Date of performance:
30.01.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Microfinancial organization" SENYM-VMY" LLP
An organization engaged in microfinance activities
14.01.2019
52-14-24/175
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
31.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «Kredit-region» LLP
An organization engaged in microfinance activities
17.01.2019
58-12-10/122
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
01.02.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
executed by the letter № 2 , 30.01.2019
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
