Microfinancial organization " TAS MICROFINANCE " LLP
An organization engaged in microfinance activities
21.11.2018
53-02-12/1434/2508
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-compliance with prudential standards
Date of performance:
30.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.8 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
Complied with the letter of 29.11.2018 №03/11
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Microfinancial organization "SATOR" LLP
An organization engaged in microfinance activities
21.11.2018
63-11-21/3179
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
24.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Microfinancial organization" SENYM-VMY" LLP
An organization engaged in microfinance activities
05.12.2018
187500803000622
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
800 423.6 тенге
The nature of a breach:
1. for conducting transactions without a corresponding reflection of their results in accounting
Date of performance:
20.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
07.12.2018
55-13-22-2/1321
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-compliance of the standard form of the contract with the requirements of the Law of the RK “On microfinance organizations”.
Date of performance:
24.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.1-1 п.1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«Microfinancial organization» Batys Finance» LLP
An organization engaged in microfinance activities
12.12.2018
57-07-11/2611
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of requirements the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Date of performance:
15.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- The Law of the Republic of Kazakhstan "On Microfinance Organizations"
Note:
Implemented via letter №03-278 from 20.12.2018
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "TT-Finance" LLP
An organization engaged in microfinance activities
12.12.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
10.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Note:
Done
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Microfinancial organization "Atameken Kostanai" LLP
An organization engaged in microfinance activities
14.12.2018
№59-8-32/3376
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the terms of information submission to the State Credit Bureau, not developed and not approved The method of creating provisions (reserves) in accordance with the requirements of the Classification Rules
Date of performance:
07.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: пп.8 п.2
- The Law on Microfinance Organizations
2. Статья: 38 - The Classification Rules
3. Статья: 3 Пункт: 3 - The Rules for calculating the annual effective interest rate on provided microcredits
2. Статья: 38 - The Classification Rules
3. Статья: 3 Пункт: 3 - The Rules for calculating the annual effective interest rate on provided microcredits
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
«Microfinancial organization «Kazkredit» LLP
An organization engaged in microfinance activities
20.12.2018
52-14-18/6852
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
19.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Kokshe-SAyzhan" microfinancial organization" LPP
An organization engaged in microfinance activities
21.12.2018
50-08-11/2659
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
16.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
Executed (16.01.2019 №01 letter)
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
An organization engaged in microfinance activities
26.12.2018
51-40-35/
Limited enforcement action
Written prescription
Punishment awarded:
0
The nature of a breach:
1. Lack of provisions for the formation of provisions
Date of performance:
18.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.7 п.2
- The MFO Law
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
