LLP "Мicrofinance organization" MiG Credit Astana"
An organization engaged in microfinance activities
18.10.2018
3-22793/2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1885520.00
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
27.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Microfinancial organization «Finbox» LLP
An organization engaged in microfinance activities
19.10.2018
№30-3-07/5761
Limited enforcement action
Written prescription
The nature of a breach:
1. incorrect indication of the annual effective interest rate
Date of performance:
09.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: 1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"MFO "Batys kapital" LLP
An organization engaged in microfinance activities
30.10.2018
№57-07-11/2241
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation, as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Date of performance:
30.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 10
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Note:
Implemented via letter №59 from 27.11.2018
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Microfinancial organization "Kamkor" LL
An organization engaged in microfinance activities
31.10.2018
№63-11-21/3013
Limited enforcement action
Written prescription
The nature of a breach:
1. non-reliable reporting
Date of performance:
12.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
2. Статья: 18 - The Resolution of the NBK No. 41 of January 28, 2016
2. Статья: 18 - The Resolution of the NBK No. 41 of January 28, 2016
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
31.10.2018
№63-11-21/3002
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation, as well as forms and terms of reporting on their implementation , non-reliable reporting
Date of performance:
12.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
2. Статья: 5 - the resolution of the NBK's Board of July 31, 2017 No. 148
3. Статья: 18 - The Resolution of the NBK No. 41 of January 28, 2016
2. Статья: 5 - the resolution of the NBK's Board of July 31, 2017 No. 148
3. Статья: 18 - The Resolution of the NBK No. 41 of January 28, 2016
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
«MFO «ALHalal Finance» LLP
An organization engaged in microfinance activities
06.11.2018
187500803000543
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization " HeartAsiaCredit" LLP
An organization engaged in microfinance activities
12.11.2018
187500803000581
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500 тенге
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
22.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «Senat 2050 » LLP
An organization engaged in microfinance activities
14.11.2018
58-12-23/4234
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
29.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
executed by the letter№ 01/11 from 23.11.2018
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Microfinancial organization "Kamkor" LL
An organization engaged in microfinance activities
16.11.2018
63-11-21/3165
Limited enforcement action
Written prescription
The nature of a breach:
1. on the results of the audit based on risk assessment
Date of performance:
03.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Microfinancial organization " HeartAsiaCredit" LLP
An organization engaged in microfinance activities
16.11.2018
52-14-11/6237
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
10.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
