"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
04.05.2018
181100803000047
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
288 600 тенге
The nature of a breach:
1. Non-execution of written instruction №50-08-11/915 dated 23 April 2018
Date of performance:
19.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- The Code of Administrative Offenses
Note:
Paid, payment order №97 dated 21.06.2018
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Bakdaulet and K" LTD
Authorized organization
23.10.2017
172300803000015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
28.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Oral" microfinancial organization" JSC
An organization engaged in microfinance activities
05.05.2018
№57-07-11/1014
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
06.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Implemented via letter №41 from 05.06.2018
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
ТОО "АРУ"
Authorized organization
18.01.2018
Sanctions and other administrative penalties
License withdrawal
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
18.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 39
Пункт: 2
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Фирма Александр и К" LLP
Authorized organization
26.04.2019
197500803000124
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
05.06.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «ProfitCenter» LLP
An organization engaged in microfinance activities
11.05.2018
№57-07-11/1038
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
11.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Implemented via letter №6 from 11.06.2018
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "Shu"" LLP "
An organization engaged in microfinance activities
11.05.2018
56-9-18/999
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
11.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.9 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"ASIA" LLP
Authorized organization
19.11.2019
59-3-30/3/39/302
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"ASIA" LLP
Authorized organization
19.11.2019
59-3-30/3/39/303
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Samat-BB" LLP
Authorized organization
21.11.2019
59-3-30/3/39/304
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
