"Microfinancial organization К-Group Credit" LLP
An organization engaged in microfinance activities
20.03.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
235690
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
17.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
28.03.2018
185900803000007 -1859008003000056
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
5 411 250
The nature of a breach:
1. Administrative sanction was applied due to untimely submission and non-submission of the bank on information received on the subject of credit history to the credit bureau
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Note:
Cases of administrative violations 50 protocols are combined into one proceeding for joint consideration. Taking into account Part 2 of Article 58 of the Code of Administrative Offenses, the total amount of the penalty is 5 411 250 tenge. The resolution of North Kazakhstan regional court No. 5999-18-00-3а-/158 of 11 May 2018. Paid in 08.06.2018 y.
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Microfinancial organization "Karaganda MicroFinance" LLP
An organization engaged in microfinance activities
28.03.2018
3599-18-00-3а/148
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 148
The nature of a breach:
1. exceeding by the microfinance organization of the limit size of the annual effective interest rate; inconsistency of internal control rules of MFО with the requirements of the Republic of Kazakhstan legislation On Counteraction of Legitimization (Laundering) of Incomes Received by Illegal Means, and Financing of Terrorism; implementation of entrepreneurial activity without appropriate registration, permission and notification
Date of performance:
03.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 211
Пункт: 5
-
2. Статья: 214 Пункт: 2 -
3. Статья: 463 Пункт: 1 - The Code of Administrative Offenses
2. Статья: 214 Пункт: 2 -
3. Статья: 463 Пункт: 1 - The Code of Administrative Offenses
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "1Kredit" LLP
An organization engaged in microfinance activities
29.03.2018
№187500803000124 №187500803000125 №187500803000126
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
979 020 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
12.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «Microcredit» LLP
An organization engaged in microfinance activities
03.04.2018
58-12-12/1305
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
25.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Express Loan" LLP
An organization engaged in microfinance activities
04.04.2018
58-12-12/1325
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
14.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Kyran invest" LLP
An organization engaged in microfinance activities
06.04.2018
65-40-12/1220
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
14.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"OnlineKazFinance" MFO" LLP
An organization engaged in microfinance activities
11.04.2018
52-14-18/1918
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
11.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
12.04.2018
63-4-06/244
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500
The nature of a breach:
1. Аdministrative offense resulted in the accounting with the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) of accounting, which led to a distortion of the financial statements
Date of performance:
12.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Note:
Paid in 25.04.2018 y.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
17.04.2018
63-11-21/1410
Limited enforcement action
Written prescription
The nature of a breach:
1. on the results of the audit based on risk assessment
Date of performance:
02.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
