"Microfinancial organization "Arnur Credit" LLP
An organization engaged in microfinance activities
12.03.2018
185100803000015 - 185100803000021
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1082250
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
29.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"First Heartland Securities", JSC
Portofolio Manager
05.09.2011
664/118/1221
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Microfinancial organization "Arnur Credit" LLP
An organization engaged in microfinance activities
12.03.2018
185100803000010-185100803000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1082250
The nature of a breach:
1. Provision of details by an information provider on a subject of credit history to the credit bureaus (with the exception of a credit bureau with state participation) for formation of credit history and (or) filing request by a recipient of credit report on representing the credit report without the consent of the subject of information, with the exception of cases of providing negative information on the subject of creditor history and (or) credit report containing negative information of the subject of creditor history, as well as its incorrect execution, shall
Date of performance:
29.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Microfinancial organization "1Kredit" LLP
An organization engaged in microfinance activities
12.03.2018
52-14-23/1349
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
02.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «Finbox» LLP
An organization engaged in microfinance activities
12.03.2018
52-14-11/1328
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
30.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "Arnur Credit" LLP
An organization engaged in microfinance activities
15.03.2018
185100803000022
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
420875
The nature of a breach:
1. Failure for entities of financial monitoring to develop, adopt and (or) enforce internal control rules and programs for their implementation
Date of performance:
09.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Note:
Paid. 13.04.2018. Shymkent city special administrative justice
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Microfinancial organization К-Group Credit" LLP
An organization engaged in microfinance activities
15.03.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
235690
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
11.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Microfinancial organization К-Group Credit" LLP
An organization engaged in microfinance activities
16.03.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
269360
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization according to the Law "On Counteraction of Legitimization (Laundering) of Incomes Received by Illegal Means, and Financing of Terrorism"
Date of performance:
11.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Microfinancial organization К-Group Credit" LLP
An organization engaged in microfinance activities
16.03.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
235690
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
11.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Kapitalinvest" MFO"LLP
An organization engaged in microfinance activities
16.03.2018
52-14-23/1471
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
06.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
