"Microfinancial organization "Tumar" LLP
An organization engaged in microfinance activities
01.02.2018
52-14-23/471
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation, as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Date of performance:
12.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
- For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«MFO «ALHalal Finance» LLP
An organization engaged in microfinance activities
05.02.2018
52-14-23/497
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the amount of equity and the value of the coefficient k2
Date of performance:
19.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4, 10
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"MFO "Abzal-Credit" LLP
An organization engaged in microfinance activities
06.02.2018
52-14-23/524
Limited enforcement action
Written warning
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
23.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "Express Loan" LLP
An organization engaged in microfinance activities
08.02.2018
58-12-12/632
Limited enforcement action
Written warning
The nature of a breach:
1. late submission of the report on the decoding of the maximum size of risk on one borrower
Date of performance:
08.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Limited Liability Partnership "Microfinance Organization" Tengoff "
An organization engaged in microfinance activities
12.02.2018
64-12-13/534
Limited enforcement action
Written prescription
The nature of a breach:
1. The list of commissions in contracts is reflected without taking into account the sequence provided by the "On microfinance оrganizations" Law, bring the account numbers in accordance with the standard chart of accounts No. 79, settlements of provisions are made not in accordance with IFRS and with internal regulatory documents
Date of performance:
23.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
Пункт: 5
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
Executed
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
19.02.2018
185900803000001 (63-11-19/4/59/189)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
384800 тенге
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization according to the Law "On Counteraction of Legitimization (Laundering) of Incomes Received by Illegal Means, and Financing of Terrorism"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-18-00-3/698 of 28 Februarу 2018. Paid in 20.03.2018 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Oral" microfinancial organization" JSC
An organization engaged in microfinance activities
20.02.2018
№57-07-11/399
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
20.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Dostyk Leasing" LLC
Insurance groups
03.12.2015
25-5-04/1633
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violation of the deadline for submission of the consolidated financial statements as at 1 October 1, 2015 established by the Law of the Republic of Kazakhstan dated December 18, 2000 # 126-II «About insurance activity"
Date of performance:
14.12.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"MFO "Aksay" LLP
An organization engaged in microfinance activities
20.02.2018
№57-07-11/396
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
02.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
21.02.2018
185900803000004 (63-11-19/4/59/192)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The resolution of specialized administrative court of Petropavlovsk city No. 5915-18-00-3/752 of 06 March 2018. Paid in 03.04.2018 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
