Microfinancial organization "Komek-Torgai" LLP
An organization engaged in microfinance activities
24.11.2017
№173900803000046
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Lack of the loaded forms in the automated subsystem "Financial regulatory statistics" dated of 21.10.2017.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- The Code of the Republic of Kazakhstan about administrative offenses dated 05.07. 2014г. №235-V
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000805
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Microfinancial organization "Komek-Torgai" LLP
An organization engaged in microfinance activities
28.11.2017
№ 59-8-32/2959
Limited enforcement action
Written prescription
The nature of a breach:
1. article 2 of the Rules of reporting information by microfinance organization, approved by Resolution of the Board of NBK № 272 dated 28.11.2016; article 18, 19 Rules of Board of NBK №381 dated 24.12.2012; article 11,12 Rules of Board of NBK №382 dated 24.12.2012
Date of performance:
15.12.2017
Статья/пункты НПА, Статья КоАП:
1.
- false reporting information and violation of the terms
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000804
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Microfinancial organization «AK Жол» LLP
An organization engaged in microfinance activities
28.11.2017
№57-07-11/2145
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation, as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Date of performance:
11.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation PP NBK dated July 31, 2017 No. 148
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
LLP «Microfinancial organization «Zhana Karzhy»
An organization engaged in microfinance activities
29.11.2017
61 09 13/2446
Limited enforcement action
Written prescription
The nature of a breach:
1. The absence in the accounting policy the needs and characteristics in activity on providing microcredits
Date of performance:
01.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
Пункт: 2
- The Law Republic of Kazakhstan "On Accounting and Financial Reporting"
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000803
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Microfinancial organization "Shu"" LLP "
An organization engaged in microfinance activities
30.11.2017
173100803000032
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Provision of details by an information provider on a subject of credit history to the credit bureaus (with the exception of a credit bureau with state participation) for formation of credit history and (or) filing request by a recipient of credit report on representing the credit report without the consent of the subject of information, with the exception of cases of providing negative information on the subject of creditor history and (or) credit report containing negative information of the subject of creditor history, as well as its incorrect execution, shall
Date of performance:
29.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000802
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000801
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
10100000
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
