«Microfinancial organization «Turan Credit» LLP
An organization engaged in microfinance activities
25.10.2017
52-14-17/5930
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «Investment centre» LLP
An organization engaged in microfinance activities
26.10.2017
52-14-21/5947
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «AK Жол» LLP
An organization engaged in microfinance activities
31.10.2017
№57-07-11/1978
Limited enforcement action
Written prescription
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK
Date of performance:
04.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 18
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Microfinancial organization «Bolashak Invest Finance» LLP
An organization engaged in microfinance activities
01.11.2017
52-14-21/6051
Limited enforcement action
Written prescription
The nature of a breach:
1. Value of coefficient k2 is greater that 0,25
Date of performance:
02.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
02.11.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
236700
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
02.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
Microfinancial organization "Karaganda MicroFinance" LLP
An organization engaged in microfinance activities
06.11.2017
3580-17-00-3/12101
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
190616,00
The nature of a breach:
1. Failure execution of responsibilities of microfinance organization entrusted to it by the National Bank of Kazakhstan
Date of performance:
25.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Shu"" LLP "
An organization engaged in microfinance activities
07.11.2017
56-9-18/2278
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
27.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.9 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
untimely submission of reports to the autdiorized body
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Microfinancial organization «ФинЛаб» LLP
An organization engaged in microfinance activities
15.11.2017
52-14-21/6287
Limited enforcement action
Written prescription
The nature of a breach:
1. Value of coefficient k2 is greater that 0,25
Date of performance:
04.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "Komek-Torgai" LLP
An organization engaged in microfinance activities
24.11.2017
№173900803000046
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Lack of the loaded forms in the automated subsystem "Financial regulatory statistics" dated of 21.10.2017.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- The Code of the Republic of Kazakhstan about administrative offenses dated 05.07. 2014г. №235-V
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000805
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
