"OnlineKazFinance" MFO" LLP
An organization engaged in microfinance activities
04.08.2017
52-14-2/4364
Limited enforcement action
Written prescription
The nature of a breach:
1. The value of the coefficient K1 is less than 0.1; The value of the coefficient K3 exceeds 10, the low equity Capital
Date of performance:
14.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinance organization «Zharkent-Finance» limited partnership
An organization engaged in microfinance activities
08.08.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
06.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Note:
Done
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Bayterek» microfinancial organization» LLP
An organization engaged in microfinance activities
08.08.2017
52-14-21/4385
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
21.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "ZoloTo" LLP
An organization engaged in microfinance activities
15.08.2017
65-40-11/2233
Limited enforcement action
Written prescription
The nature of a breach:
1. Not a notice of changes in the composition of the founders of the Microfinance Organization
Date of performance:
15.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«Microfinancial organization «BASTAU» LLP
An organization engaged in microfinance activities
18.08.2017
60-06-10/1544СК
Limited enforcement action
Written warning
The nature of a breach:
1. Providing micro loans, which amount exceeded the eight thousand fold of the monthly calculatio
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
Пункт: 1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
«Microfinance organization «Baiterek Finance» LLP
An organization engaged in microfinance activities
31.08.2017
53-02-13/11
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 000
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
29.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Note:
Done
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
An organization engaged in microfinance activities
07.09.2017
64-12-06/3374
Limited enforcement action
Written prescription
The nature of a breach:
1. For requirements violations of laws on microfinance organizations (based on risk assessment audit results)
Date of performance:
22.09.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
08.09.2017
64-12-06/3383
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
22.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
08.09.2017
64-12-06/3384
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
22.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Microfinancial organization" Asian Credit Fund" LLP
An organization engaged in microfinance activities
12.09.2017
52-14-13/5071
Limited enforcement action
Written prescription
The nature of a breach:
1. information about founders / participants is not provided
Date of performance:
25.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
