"Marsh (Insurance Brokers)", LLP
Insurance brockers
05.10.2017
170000803000852
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
04.05.2018
180000803000884, 180000803000885, 180000803000886
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 696 101 тенге
The nature of a breach:
1. An administrative offense was expressed in receiving a commission for the performance of intermediary activities for concluding reinsurance contracts on behalf of a person other than the assignor
Date of performance:
18.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
03.07.2018
№180000803001217
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
456950
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
09.07.2018
180000803001143 – 180000803001174
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
13 228 543 тенге
The nature of a breach:
1. An administrative offenses was expressed in receiving a commission for the performance of intermediary activities for concluding reinsurance contracts on behalf of a person other than the assignor
Date of performance:
21.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
02.10.2018
33-3-08/5868
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
16.10.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
15.10.2018
24-2-03/494
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules № 47
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
16.10.2018
№405
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. Brokerage Services LLP Akhmetova Madina Bolatovna is discharged of performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
29.10.2018
№237
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license was suspended for six months due to non-compliance with the conditions and procedures for the activities of the insurance broker, defined by the regulatory legal act of the authorized body
Date of performance:
30.04.2019
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License is considered to be suspended from the date of bringing Regulations № 237 to the attention of Insurance broker LLP «Insurance Brokerage Services». It is brought to the attention on 2018-10-31.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
08.11.2018
№33-3-08/7194
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the legislation at the conclusion of reinsurance contracts
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
06.12.2018
№33-3-08/7795
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of paragraph 3 article 52-2 of the Law of the Republic of Kazakhstan « On insurance activities»
Date of performance:
14.12.2018
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
