«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
17.05.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Repeated failure to submit financial and other reports on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
17.05.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
272280
The nature of a breach:
1. For untimely compliance with a written instruction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Microfinance organization «Zharkent-Finance» limited partnership
An organization engaged in microfinance activities
18.05.2017
53-02-12/587/1096
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
25.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Complied with the letter of 22.05.2017 № 138
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Microfinancial organization «AKSAY» LLP
An organization engaged in microfinance activities
26.05.2017
172 700 803 000 011
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900 тенге
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"MFO "Toyota Financial Services Kazakhstan" LLC
An organization engaged in microfinance activities
29.05.2017
52-14-11/3077
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
27.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
29.05.2017
175100803000056 175100803000058-175100803000112
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
680700
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
17.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
04.07.2017
38-4-04/542
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
13.07.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Toyota Insurance Management (Insurance Brokers)" LLP
Insurance brockers
14.07.2017
170000803000686
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
03.08.2017
№ 24-2-03/358
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
22.09.2017
33-6-06/1185
Limited enforcement action
Written warning
The nature of a breach:
1. Paragraph 3 of the Rules for issuing consent to the appointment (election) of executives of financial organizations, banking, insurance holdings, the joint-stock company "Insurance Guarantee Fund" аnd a list of documents required for obtaining consent
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
