"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000747
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
388850
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Microfinancial organization "AccordCapital" LLC
An organization engaged in microfinance activities
06.02.2017
177500803000031
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Date of performance:
09.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"MFO "Aksay" LLP
An organization engaged in microfinance activities
08.02.2017
№57-07-11/279
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
«Microfinancial organization «ZHARDEM PLUS» LLP
An organization engaged in microfinance activities
09.02.2017
52-14-21/727
Limited enforcement action
Written prescription
The nature of a breach:
1. Value of coefficient k2 is greater that 0,25
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "PRO Finans" LLP
An organization engaged in microfinance activities
09.02.2017
52-14-21/728
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Bayterek» microfinancial organization» LLP
An organization engaged in microfinance activities
09.02.2017
52-14-21/726
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "GoldFinMarket"
An organization engaged in microfinance activities
10.02.2017
175100803000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
680 700,0 тенге
The nature of a breach:
Date of performance:
10.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 211
Пункт: 4
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
15.02.2017
64-12-07/981
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Date of performance:
17.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Microfinancial organization "Alka" LLP
An organization engaged in microfinance activities
21.02.2017
55-13-20/190
Limited enforcement action
Written warning
The nature of a breach:
1. Providing micro loans, which amount exceeded the eight thousand fold of the monthly calculation index, established for the relevant financial year.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
Пункт: 1
- Of the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
24.02.2017
64-12-06/767
Limited enforcement action
Written prescription
The nature of a breach:
1. raph 11) of Article 7, paragraph 2 of the Law on Microfinance Organizations
Date of performance:
28.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Executed, letter of MFO from 20.02.2017. (Ref.№1)
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
