Measures being imposed

1. The failure to file the financial statements and other types of reporting on time

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Центральный аппарат

441875

1. Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

12.01.2020

1. Статья: 214 Пункт: 2 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK

01.10.2016

1. Cconcerning accomplishment of minimum reserve requirements' standards

Южно-Казахстанский филиал (Шымкент)

1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK

05.09.2016

1. Статья: 2 - Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1. Cconcerning accomplishment of minimum reserve requirements' standards

Алматинский городской филиал (Алматы)

1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK

05.09.2016

1. Статья: 2 - Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1. Cconcerning accomplishment of minimum reserve requirements' standards

Алматинский городской филиал (Алматы)

1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK

05.09.2016

1. Статья: 2 - Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1. Cconcerning accomplishment of minimum reserve requirements' standards

Алматинский городской филиал (Алматы)