Measures being imposed

370 400тг.

1. Violation of the entity market of capital issues, requirements on reporting, information, data to the authorized body for control and supervision of financial market and financial organizations

1. Статья: 193 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

370 400тг.

1. Violation of the entity market of capital issues, requirements on reporting, information, data to the authorized body for control and supervision of financial market and financial organizations

1. Статья: 193 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

370 400тг.

1. No disbursement, as well as late reporting, data or other information requested or giving to the authority for the control and supervision of financial market and to financial organizations by banks, major participants of banks, bank holding companies, as well as individual and legal entity s, the relevant characteristics of a bank or major participant bank holding company, in accordance with the banking laws of the Republic of Kazakhstan, the organizations engaged in certains of banking operations, accounting, information that does not contain data, the submission of which is required under the banking laws of the Republic of Kazakhstan, or providing false statements or information, or other information requested

1. Статья: 168-2 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

370 400тг.

1. Sanction was applied due failure by the issuer of the capital issues of the requirements for the procedure and conditions of disclosure information about his activity (official Dzholdasbekov А.)

1. Статья: 199 -

1. Concerning regulation of financial sector

Центральный аппарат

1. The failure to file the financial statements and other types of reporting on time

1. On submission financial and other reporting

Центральный аппарат

240 500 тенге

1. repeated (two and more times within twelve sequential calendar months) failure to represent information to the authorized body

1. Статья: 256 Пункт: 1 -

1. On submission financial and other reporting

Центральный аппарат

7 215 000 тенге

1. The law on combating money laundering and the financing of terrorism p.2 art.10

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

7 215 000 тенге

1. The law on combating money laundering and the financing of terrorism p.2 art.10

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

1. Regarding the remedial actions that is required to be taken in order to eliminate violations detected during the inspection together with the causes and conditions facilitating its commitment with provision of the relevant plan of actions

1. Concerning regulation of financial sector

Центральный аппарат

240 500

1. repeated (two and more times within twelve sequential calendar months) misleading and (or) incomplete reporting to the authorized body

1. Статья: 256 Пункт: 2 -

1.

Центральный аппарат