“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
16.08.2018
13-3-10/1876
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of prudential standards
Статья/пункты НПА, Статья КоАП:
1.
Статья: 46
- In accordance with the requirements of Article 46 of the Banking Law
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kazpost", JSC
Organizations with state as a sole shareholder
14.11.2018
53-02-12/1400/2451
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to return outstanding payment requests
Date of performance:
12.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 53
Пункт: 4
- The Law of the Republic of Kazakhstan "On Payments and Payment Systems"
Note:
Complied with the letter of 11.12.2018 №01-30-13/36992
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
11.12.2018
13-6-13/2865
Limited enforcement action
Written warning
The nature of a breach:
1. a submission of inaccurate reporting to the Authorized Body
Статья/пункты НПА, Статья КоАП:
1.
Статья: 46
- Of the Bank Law of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
14.12.2018
№180000803001546
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
120 250 тенге
The nature of a breach:
1. Non-fulfillment of obligation by banks on indicating the interest rate in a reliable, annual, effective, comparable calculation in agreements, concluded with customers
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 10
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kazpost", JSC
Organizations with state as a sole shareholder
11.04.2019
190000803000182
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kazpost", JSC
Organizations with state as a sole shareholder
25.04.2019
190000803000192
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
08.05.2019
№13-4-03/799
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. According to 46 article of the Law of the Republic of Kazakhstan dated 31 August 1995 No 2444 «On Banks and Banking Activities in the Republic of Kazakhstan» a written instruction was applied due to the Organization violation of the law of the Republic of Kazakhstan
Date of performance:
23.05.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kazpost", JSC
Organizations with state as a sole shareholder
24.06.2019
60-06-10/776СК
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. For violation of internal procedures/ rules
Date of performance:
31.07.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
21.11.2014
25-5-05/292
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.10.2014
Date of performance:
15.12.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
03.03.2014
140000803000030
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
740 800тг.
The nature of a breach:
1. Sanction was applied due failure by the issuer of the capital issues of the requirements for the procedure and conditions of disclosure information about his activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 199
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
