Measures being imposed

2020000

1. Аdministrative sanction was applied due to violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements by the financial and microfinancial organizations

16.09.2019

1. Статья: 239 Пункт: 4 - Of Administrative Violations Code of the Republic of Kazakhstan

paid

1. Concerning regulation of financial sector

Центральный аппарат

1563054

1. Аdministrative sanction was applied due to conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums

16.09.2019

1. Статья: 230 Пункт: 5 -

paid

1. Concerning regulation of financial sector

Центральный аппарат

735702

1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan

1. Статья: 230 Пункт: 4 -

Paid

1. Concerning regulation of financial sector

Центральный аппарат

1060500

1. Administrative sanction was applied due to violation of requirements of legislative acts of the Republic of Kazakhstan, expressed in non-fulfillment or improper fulfillment of requirements on providing information to the insurance database by an insurance (reinsurance) company

1. Статья: 230 Пункт: 3 -

Paid

1. Concerning regulation of financial sector

Центральный аппарат

252500

1. administrative sanction, expressed in the improper fulfillment of other conditions of the concluded insurance contract regarding the implementation of insurance payments not in full

02.10.2019

1. Статья: 229 Пункт: 1 -

Paid

1. Concerning regulation of financial sector

Центральный аппарат

44229

1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.

02.10.2019

1. Статья: 228 Пункт: 6 - Of Administrative Violations Code of the Republic of Kazakhstan

Paid

1. Concerning regulation of financial sector

Центральный аппарат

9079

1. Аdministrative sanction was applied due to conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums

02.10.2019

1. Статья: 230 Пункт: 5 -

Paid

1. Concerning regulation of financial sector

Центральный аппарат

252500

1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements

02.10.2019

1. Статья: 239 Пункт: 4 - Of Administrative Violations Code of the Republic of Kazakhstan

Paid

1. Concerning regulation of financial sector

Центральный аппарат

707000

1. Administrative sanction was applied due to violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

Paid

1. Concerning regulation of financial sector

Центральный аппарат

1. For violations of the requirements of the legislation of the Republic of Kazakhstan

31.03.2020

1. - Regulation of the board of the NBRK No. 75 dated 27 the April 2018
2. - Regulation of the board of the NBRK No. 304 dated 26 the December 2016

Discontinued by a letter of the NBRK dated 19.12.2019. No.38-1-20/636

1. Concerning regulation of financial sector

Центральный аппарат