Measures being imposed

1. Writing off PRO for more than 50% of the money on the account

08.11.2017

1. Статья: 36 Пункт: пп.1 п.2 - Of the article 36 of the law about banks and banking activity

1. Concerning observance of financial consumer's rights

Карагандинский филиал (Караганда)

1. for violation of the requirement established by Clause 11-1 of the Rules for opening, maintaining and closing bank accounts of customers in banks of the Republic of Kazakhstan approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 266 of 02.06.2000

06.12.2017

1. Статья: 11-1 -

executed by letters №40-27/6958 from 23.11.2017 and №27-09/7160 from 05.12.2017

1. Concerning observance of financial consumer's rights

Атырауский филиал (Атырау)

23196,97

1. Administrative violation for the late accept or failure to take accept (after three days from order, except as otherwise noted in article 38 the Law RoK «On payments and money transfers» and in article 581 the Tax Code RoK), late execution (after operation day, next day after accept order or late order execution, if in such order set an execution day) by banks, organizations carry out other type of bank operation, orders on payments and money transfers.

16.02.2018

1. Статья: 220 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

27.12.2017 is offended

1. Concerning compliance with the law on payments and money transfers

Кызылординский филиал (Кызылорда)

1. incomplete submission of the requested documents in accordance with the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan"

03.08.2018

1. Статья: 62-3 Пункт: 3 - Of the Law RoK "About National Bank of the Republic of Kazakhstan" №2155 the 30 of March, 1995 year

1. Concerning observance of financial consumer's rights

Атырауский филиал (Атырау)

1. violation of the terms of the payment requirements

15.11.2018

1. Статья: 131 - Of the Rules for Making Cashless Payments and (or) Money Transfers in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of Kazakhstan of August 31, 2016 No. 208

executed letter Ref.№01-30-13/28265 from 23.10.2018 g.

1. Concerning compliance with the law on payments and money transfers

Карагандинский филиал (Караганда)

16494.02

1. For late execution / failure to execute payment order and (or) money transactions, in violation of term established by the Law Republic of Kazakhstan «On payment and payment system».

04.12.2018

1. Статья: 220 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning compliance with the law on payments and money transfers

Атырауский филиал (Атырау)

37875

1. Vrolation of the procedure for submitting reports on issued registration certificates or certificates on the notice or certificates of currency monitoring, on exchange operations with foreign currency in cash, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission doubtful reporting on issued registration certificates or certificates of the nofice or on currency monitoring, on exchange operations with foreign currency in cash entails a warning to individuals and legal entities.

1. Статья: 218 Пункт: 6 - The Code of Administrative Offenses

Executed by electronic payment order No. 0000049070 dated 19.07.2019y.

1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144

Центральный аппарат

1. On results of the inspection

31.05.2019

1. Concerning regulation of financial sector

Центральный аппарат

2020000

1. Аdministrative sanction was applied due to violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements by the financial and microfinancial organizations

16.09.2019

1. Статья: 239 Пункт: 4 - Of Administrative Violations Code of the Republic of Kazakhstan

paid

1. Concerning regulation of financial sector

Центральный аппарат

1563054

1. Аdministrative sanction was applied due to conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums

16.09.2019

1. Статья: 230 Пункт: 5 -

paid

1. Concerning regulation of financial sector

Центральный аппарат