Measures being imposed

453 800

1. Repeated (two or more times within twelve consecutive calendar months) reporting with inaccurate, and equally incomplete data

1. Статья: 256 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

1. Violation of the terms of the requested documents and explanations

10.01.2017

1. Статья: 62-3 Пункт: 3 - Of the Law RoK "About National Bank of the Republic of Kazakhstan" №2155 the 30 of March, 1995 year

Done letters №№ 42-05 / 43-05 and 3/3 from 09.01.2017y.

1. Concerning observance of financial consumer's rights

Атырауский филиал (Атырау)

339 360

1. Administrative violation was due to the discrepancy of the rules of internal control with the legislation of the Republic of Kazakhstan on counteraction of legitimization (laundering) of incomes received by illegal means, and financing of terrorism

1. Статья: 214 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan

The decision was determined by Almaty city court

1. Concerning regulation of financial sector

Центральный аппарат

4 666 200

1. Administrative violation was due to the failure to comply with the legislation of the Republic of Kazakhstan on counteraction of legitimization (laundering) of incomes received by illegal means, and financing of terrorism by subjects of financial monitoring in a part of fixing and provision of information on transactions with property subjected to financial monitoring

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

90847.40

08.03.2017

1. Статья: 220 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning compliance with the law on payments and money transfers

Южно-Казахстанский филиал (Шымкент)

1. Regarding the remedial actions that is required to be taken in order to eliminate violations detected during the inspection together with the causes and conditions facilitating its commitment with provision of the relevant plan of actions

18.04.2017

Implemented by letters №3/2313 from 18.04.2017 and №3/3400 from 19.06.2017

1. Concerning regulation of financial sector

Центральный аппарат

0

1. Статья: 243 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

1. Restriction in the disposal of funds from the customer's bank account

03.11.2017

1. Статья: 32 - The Law of the Republic of Kazakhstan "On payments and payment systems"
2. Статья: 137 - The Rules for the implementation of non-cash payments and/or money transfers in the territory of the Republic of Kazakhstan

1. Concerning the compliance with the law on payments and payment systems

Карагандинский филиал (Караганда)

25 179,25

1. untimely execution of the instruction on payment and (or) transfer of money

27.11.2017

1. Статья: 220 Пункт: 1 - Administrative Violations Code of the Republic of Kazakhstan.

1. Concerning the compliance with the law on payments and payment systems

Кызылординский филиал (Кызылорда)

1. failure to comply with restrictions in the execution of payment claims

08.01.2018

1. Статья: 36 Пункт: пп.1 п.2 - The Law of the Republic of Kazakhstan "Concerning Banks And Banking Activities"

1. Concerning the compliance with the law on payments and payment systems

Северо-Казахстанский филиал (Петропавловск)