"The integrated securities registrar", JSC
Registrar
17.10.2017
33-6-06/1755
Limited enforcement action
Written warning
The nature of a breach:
1. Paragraph 3 of the Rules for issuing consent to the appointment (election) of executives of financial organizations, banking, insurance holdings, the joint-stock company "Insurance Guarantee Fund" аnd a list of documents required for obtaining consent
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"The integrated securities registrar", JSC
Registrar
11.07.2018
№33-7-05/3997
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the regulation set by the Law On securities market, article 65 paragraph 1 and article 64-1 paragraph 4 subparagraph 4)
Date of performance:
10.08.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"The integrated securities registrar", JSC
Registrar
26.10.2018
№33-7-05/6848
Limited enforcement action
Written prescription
The nature of a breach:
1. The untimely execution of operations in the system of registers of securities holders
Date of performance:
02.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 86
- Of Rule No. 167
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
26.06.2018
180000803001051
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
120250
The nature of a breach:
1. violation of the requirement of the Law of the Republic of Kazakhstan "Payments and Payment Systems" in the provision of payment services through a payment agent and / or payment subagent
Date of performance:
10.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 220
Пункт: 7
- The Code of the Republic of Kazakhstan on Administrative Offenses of the Republic of Kazakhstan
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2018
29-2-04/1135
Limited enforcement action
Written prescription
The nature of a breach:
1. For not submitting a report
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2018
29-2-04/1136
Limited enforcement action
Written prescription
The nature of a breach:
1. For not submitting a report
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2018
29-2-04/1137
Limited enforcement action
Written prescription
The nature of a breach:
1. For not submitting a report
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2018
29-2-04/1133
Limited enforcement action
Written prescription
The nature of a breach:
1. For not submitting a report
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2018
29-2-04/1132
Limited enforcement action
Written prescription
The nature of a breach:
1. For not submitting a report
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2018
29-2-04/1131
Limited enforcement action
Written prescription
The nature of a breach:
1. For not submitting a report
Статья/пункты НПА, Статья КоАП:
1.
- Requirements of the Rules for submitting information about payment services approved by the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 213
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
