"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
09.10.2018
180000803001387 - 180000803001392
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3174600
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Date of performance:
19.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
15.10.2018
33-6-07/6403
Limited enforcement action
Written warning
The nature of a breach:
1. for failure to submit documents on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 34
Пункт: ч.2 п.9
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Freedom Finance Life", JSC (renamed from "Life Insurance Company "Азия Life", JSC)
Insurance organizations
15.10.2018
№24-2-03/493
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules № 47
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
24.10.2018
1800008031475
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
25.10.2018
№33-1-05/6825
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules № 47
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
25.10.2018
№33-1-05/6825
Limited enforcement action
Written prescription
The nature of a breach:
1. According to the results of the inspection
Date of performance:
07.11.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
25.10.2018
58-12-12/3959
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of terms of providing refusal in implementation of insurance payment and drawing up the inspection report
Date of performance:
22.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
- Of the Rules for determining the amount of damage caused to a vehicle approved by the resolution of the Board of the National Bank of the RK dated 28.01.2016, № 14
2. Статья: 29 Пункт: 3 - Of the Law of the Republic of Kazakhstan of 1 July 2003 No. 446-II " on compulsory insurance of civil liability of vehicle owners»
2. Статья: 29 Пункт: 3 - Of the Law of the Republic of Kazakhstan of 1 July 2003 No. 446-II " on compulsory insurance of civil liability of vehicle owners»
Note:
executed by letter No. 140-18 of 21.11.2018.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Insurance Company "Amanat", JSC
Insurance organizations
26.10.2018
№180000803001464-180000803001466
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2020200
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Date of performance:
10.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
29.10.2018
№33-1-05/6891
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules № 47
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
29.10.2018
№180000803001459 - 180000803001463
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
73274
The nature of a breach:
1. The conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums
Date of performance:
13.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 5
-
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
