Measures being imposed

3030300

1. Sanction was applied due to Inconsistency of internal control rules with requirements of legislation of the Republic of Kazakhstan concerning counteraction of legalization (laundering) of proceeds from illegal action and financing terrorism

08.10.2018

1. Статья: 214 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

4713800

1. administrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring

08.10.2018

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

3367000

1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring

08.10.2018

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

1. Non-compliance of the requirements of the legislation of the Republic of Kazakhstan with the management bodies of the insurance organization

24.09.2018

1. Статья: 34 Пункт: 4 - Of the Law of the Republic of Kazakhstan "On Insurance Activities"
2. Статья: 54 Пункт: 5 - Of the Law «On joint stock companies»

Performed on 21.09.2018

1. Concerning regulation of financial sector

Центральный аппарат

1010100

1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments

30.11.2018

1. Статья: 229 Пункт: 1 -

payed

1. Concerning regulation of financial sector

Центральный аппарат

336700

1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements

30.11.2018

1. Статья: 239 Пункт: 4 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

1. subparagraph 6-1 paragraph 2,article 17 of the Law of Republic of Kazakhstan "On mandatory insurance of civil liability of vehicles owners" and paragraph 3,11 of the Rules for determining the amount of damage caused to the vehicle, approved by the resolution of Board of National Bank of Kazakhstan N.14 January 28,2016

12.10.2018

1. Concerning observance of financial consumer's rights

Карагандинский филиал (Караганда)

240500

1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments

28.09.2018

1. Статья: 229 Пункт: 1 - Administrative Violations Code of the Republic of Kazakhstan

1. Concerning observance of financial consumer's rights

Карагандинский филиал (Караганда)

1. For incorrect calculation of the share of the reinsurer in insurance reserves

11.10.2018

1. - Resolution of the Board NBRK №76 dated May 06, 2014
2. - Regulation of the board of the NBRK No. 304 dated 26 the December 2016

not Implemented

1. Concerning regulation of financial sector

Центральный аппарат

1. For untimely granting statements by organization as of 10.12.2014

09.01.2015

implemented

1. On submission financial and other reporting

Центральный аппарат